Post-Submission Updates

What is a Post-Submission Update?

The Post-Submission Update feature of SERFF gives industry users the ability to update various filing fields after the filing has been submitted. Depending on a state setting, these updates will be allowed on open filings, both open and closed filings, or none at all. Once received, the state will review the request and allow or disallow the changes.

How do I make a Post-Submission Update request?

Go to the Filing Correspondence tab. Under the Post-Submission Update section, click Create Post-Submission Update. The Create Post-Submission Update window will appear with the fields available for updating. Make the desired changes and Save, then submit the request. If the changes are allowed, the updated fields will be marked with an indicator.

What fields can I change in a Post-Submission Update request?

The following fields can be changed in either a PC or LH filing, unless specifically noted.

Product Name
Project Name
Project Number
PPACA
Additional Benefits
Exchange Intentions (LH, PPACA only)
Reference Organization (PC only)
Reference Number (PC only)
Reference Title (PC only)
Status of Filing in Domicile
Domicile Status Comments
Requested Filing Mode (LH only)
Market Type (LH only)
Group Market Size (LH only)
Group Market Type (LH only)
Explanation For Other Group Market Type (LH only)
Effective Date Requested (New) (PC only)
Effective Date Requested (Renewal) (PC only)
Implementation Date Requested (LH only)
Corresponding Filing Tracking Number
Rate Info Applies
Filing Method
Rate Change Type
Overall Pct. of Last Revision
Effective Date of Last Revision
Filing Method of Last Filing
Company Rate Change (LH, PPACA only)
Overall % Indicated Change
Overall % Rate Impact
Written Premium Change for this Program
# of Policy Holders Affected for this Program
Written Premium for this Program
Maximum % Change (where required)
Minimum % Change (where required)
Rate Review Detail (LH, PPACA only)
Product Types: Number of Policy Holders (LH, PPACA only)
Product Types: Number of Covered Lives (LH, PPACA only)
Overall Percentage Rate Indicated for this Filing
Overall Percentage Rate Impact for this Filing
PPACA

How will I know if my request was accepted?

Once the state has reviewed your Post-Submission Update request, you will receive a message in your SERFF Message Center advising that your request has been allowed or disallowed.



Didn't find what you needed here?

The SERFF Help Desk is a great source of information.

Contact the SERFF Help Desk by calling 816-783-8500 or emailing serffhelp@naic.org.

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